Sebi bars former MD and CEO of MSEI Udai Kumar for six months

The present proceedings emanate from a show-cause notice issued to Udai Kumar in December 2021 by the Securities and Exchange Board of India.

published on : 29th November 2022

TRAI to form joint panel to curb pesky calls, messages menace

“Currently complaints are reported against unregistered telemarketers (UTMs) where a surge has been seen in various kinds of Unsolicited Commercial Communications (UCC) SMSes.

published on : 29th November 2022

Small can be big, but tread cautiously

The Securities and Exchange Board of India (SEBI) defines small-cap companies as those which are ranked below the 250th rank in terms of market capitalisation.

published on : 28th November 2022

Mutual fund's asked to reduce time for payment of dividend

Similarly, Sebi has directed mutual funds to transfer redemption or repurchase proceeds to the unit holders within three working days from the date of redemption or repurchase.

published on : 26th November 2022

Sebi amends norms; brings in buying, selling of mutual funds under insider trading rules

The Securities and Exchange Board of India has also prescribed a minimum standard of code of conduct for designated persons in line with provisions of existing insider trading rules.

published on : 25th November 2022

Sebi to auction properties of Saradha Group of Companies on Dec 16

Saradha Group of Companies, a consortium of over 239 private companies, allegedly ran chit-fund operations in West Bengal, Assam and Odisha and mopped up Rs 4,000 crore.

published on : 17th November 2022

NSE likely to introduce Electronic Gold Receipt: Sebi

Trading can be done in multiples of 1 gram and deliveries in multiples of 10 grams and 100 grams, the exchange had said in a statement.

published on : 17th November 2022

US, India join hands to work for Vadodara’s civic makeover

“This is Vadodara’s first municipal bond that will provide funds for infrastructure in Vadodara.

published on : 4th November 2022

Sebi pegs dues worth Rs 67,228 crore as 'difficult to recover'

Defining Difficult To Recover (DTR), Sebi said these dues are the ones which could not be recovered even after exhausting all the modes of recovery.

published on : 2nd November 2022

Sebi fines 21 entities Rs 1.05 crore for manipulating share price of Sunstar Realty Development

In her order, Sebi Adjudicating Officer Barnali Mukherjee said these 21 entities were not acting as genuine traders and had no bona fide intention to trade in the scrip of SRDL.

published on : 1st November 2022

No country better than India in using tech to protect clients' securities: SEBI chief

It has never been done anywhere in the world ever and we did it in India. So, today in terms of margin protection, there is nobody better in the world than India, she said.

published on : 28th October 2022

BSE, NSE readying mechanism to mitigate cyber-attack risks: SEBI chief

Buch noted that standard archetypal disaster recovery plans only account for location downtime and hardware and network breakdowns, and not software breakdown and contamination.

published on : 28th October 2022

SEBI nod for proposal to convert VIL dues into equity

According to reports, India’s capital market regulator has communicated this to the Department of Telecommunication (DoT).

published on : 21st October 2022

Merchant bankers can't undertake any biz other than those related to securities mkt: Sebi

PNB Investment Services, which is registered as a merchant banker, sought informal guidance on whether it can act as a direct selling agent by starting a fresh business vertical.

published on : 18th October 2022

Balancing risk and returns with mid-cap funds

Mid Cap Funds, as its title suggests, are a category of equity funds that invest predominantly in mid-sized companies.

published on : 17th October 2022

Sebi cancels registration of rating firm BWR; asked to shut shop

Regulator had earlier recommended governance changes after it found instances of lapses.

published on : 7th October 2022

Sebi cautions against ‘fake’ asset managers

The regulator, in a statement, recently said that some entities are collecting money from the public claiming to provide PMS services.

published on : 5th October 2022

PVR case: Sebi penalises three individuals for violating insider trading norms

The order came after Sebi conducted an examination in respect of the corporate announcements made by the company to verify if those were genuine for the period April 2018 to August 2019.

published on : 2nd October 2022

Sebi clears slew of proposals; tightens IPO disclosure norms

These include the requirement for disclosures about the price at which the institutional investors have bought shares going back to up to 18 months before the Initial Public Offering (IPO).

published on : 30th September 2022

Sebi dispose of matter against 4 persons in WhatsApp leak case

The case pertains to the circulation of UPSI in various private WhatsApp groups about five companies ahead of their official announcements to the stock exchanges.

published on : 30th September 2022
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